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Jim Falvey

Entrepreneur • Advisor Greater Chicago Area, US

EVP and Chief Regulatory Officer, NYSD and General Counsel & Advisory Board Member, Green Key Technologies. Kellogg grad.

EVP and Chief Regulatory Officer, NYSD and General Counsel & Advisory Board Member, Green Key Technologies. Kellogg grad.

followers
following
1 vouches

Primary Skillsets

  • Business Development
  • Growth
I have an idea, but I'm open to other ideas
Immediately

Primary Cofounder Skillsets

  • • Business Development
  • • Growth

Involved In

Advisor

PanXchange, Inc.
NYSD

Positions

EVP and Chief Regulatory Officer NYSD August 2015 - present
General Counsel & Advisory Board Member Green Key Technologies November 2012 - present
Managing Director Falvey Consulting / Falvey Law Office September 2011 - present
Regulatory Compliance Manager McGladrey October 2014 - August 2015
Advisory Board Member PanXchange January 2010 - March 2015
Adjunct Professor Penn State University November 2011 - November 2014
General Counsel & Corporate Secretary R.J. O'Brien December 2009 - September 2011
Partner Law Office of James Falvey September 2008 - November 2009
Chief Administrative Officer & General Counsel U.S. Futures Exchange March 2004 - August 2008
General Counsel IntercontinentalExchange 2001 - 2004
Director & Associate Counsel CME Group September 1999 - September 2001
Assistant Counsel - Corporate Litigation Allstate Insurance July 1995 - August 1999
Associate Hopkins & Sutter September 1993 - June 1995
Judicial Law Clerk U.S. District Court Judge Richard Enslen August 1992 - August 1993
Legislative Assistant Congressman Fred Upton May 1987 - July 1990

Education

Northwestern University - Kellogg School of Management Business 2001 - 2003
Georgetown University Law Center Law 1988 - 1992
University of Notre Dame Political Science 1984 - 1987
University of Michigan 1983 - 1984
Lakeshore High School 1979 - 1983

Interested In

Joining an Early Team
Cofounder With
  • • Product
Markets of Interest
  • • Education
  • • Financial Services
  • • Media
  • • Music
  • • Payments
  • • Real Estate
  • • Recruiting
  • • Small Businesses
  • • Sports
  • • Travel
  • • Higher Education
  • • Content
  • • News

You Should Know About Me

Key Strengths

HR • Management • Contract negotiation • Licensing • Legal • Compliance • Equities • Securities

Key Accomplishments

Not completed yet

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Vincent Hayes
We worked together  •  VP of Operations, Branch Manager and Chief Market Strategist, AGN Futures and Director of Business Development, Atlantic Impact.
Jim is very knowledgeable and to the point. He is extremely helpful to those who seek his guidance; and his information is always relevant, ... prudent and precise.